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1.	NAME OF REPORTING PERSON   Mark N. Tompkins
2.	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o
3.	SEC USE ONLY
4.	CITIZENSHIP OR PLACE OF ORGANIZATION   Canada
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5.	SOLE VOTING POWER 2,252,514 (1)
		6.	SHARED VOTING POWER N/A
		7.	SOLE DISPOSITIVE POWER 2,252,514 (1)
		8.	SHARED DISPOSITIVE POWER N/A
9.	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,252,514 (1)
10.	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES   o
11.	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.4%  (2)
12.	TYPE OF REPORTING PERSON IN

 

 

 

 

 

Item 1(a).

Name of Issuer: Wafergen Bio-systems, Inc.

Item 1(b).

Address of Issuer’s Principal Executive Offices: 7400 Paseo Padre Parkway, Fremont, CA 94538

 

Item 2(a).

Name of Person Filing: Mark N. Tompkins

Item 2(b).

Address of Principal Business Office or, if none, Residence: c/o Gottbetter & Partners, LLP, 488 Madison Avenue, 12th Floor, New York, NY 10022

Item 2(c).

Citizenship: Canadian

Item 2(d).

Title of Class of Securities: Common Stock

Item 2(e).

CUSIP Number: 93041P100

 

Item 2(a).

Name of Person Filing: Laffin Ventures Corporation (Dissolved July 31, 2009)

Item 2(b).

Address of Principal Business Office or, if none, Residence: c/o Gottbetter & Partners, LLP, 488 Madison Avenue, 12th Floor, New York, NY 10022

Item 2(c).

Citizenship: Florida

Item 2(d).

Title of Class of Securities: Common Stock

Item 2(e).

CUSIP Number: 93041P100

 

 

Item 3.

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under Section 15 of the Exchange Act;

 

(b)

o

Bank as defined in Section 3(a)(6) of the Exchange Act;

 

(c)

o

Insurance company as defined in Section 3(a)(19) of the Exchange Act;

 

(d)

o

Investment Company registered under Section 8 of the Investment Company Act;

 

(e)

o

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

 

(i)

o

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

 

(j)

o

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);

 

(k)

o

Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

 

 

 

Item 4.

Ownership:

 

(a)

Amount beneficially owned: 2,252,514

 

(b)

Percent of Class: 5.4%

 

(c)

Number of shares as to which such person has:

 

(i)

sole power to vote or to direct the vote: See Item 5 of Cover Page.

 

(ii)

shared power to vote or to direct the vote: See Item 6 of Cover Page.

 

(iii)

sole power to dispose or to direct the disposition of: See Item 7 of Cover Page.

 

(iv)

shared power to dispose or to direct the disposition of: See Item 8 of Cover Page.

 

Item 5.

Ownership of Five Percent or Less of a Class:

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person: N/A

 

Item 7.

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: N/A

 

Item 8.

Identification and Classification of Members of the Group: N/A

 

Item 9.

Notice of Dissolution of Group: N/A

 

Item 10.

Certification: